Position: AVP – Equity Structured Solutions Operations with a Bulge
Bracket Investment Bank
Location: Mumbai
Joining: Immediate
Compensation: Best in the Industry
Contact: jobs@avanceunlimite d.com
The Organization
Our client, a bulge bracket firm, is one of the world's leading
financial services company with interests in Investment banking,
fund management, brokerages, trading, wealth management, capital
markets and advisory company, with offices in 38 countries. Along
with being a full scale investment bank they also offer a broad
range of services to private clients, small businesses, and
institutions and corporations to cover their financial needs. They
have built a reputation of providing quality products and investment
advice.
Role:
The successful candidate will be responsible for:
• The person will be required to manage the cash and equity
derivatives operations i.e. position limit monitoring, margin
monitoring, and reconciliation of trades, settlements, broker follow
up, compliance and documentation.
• Settle debt and debt derivatives i.e. Debentures, IRS etc.
• Ensure the accuracy of the trades booked by the traders.
• Handle issuance of structured debentures to retail clients
i.e. KYC documents and application forms.
• Interact with the IPA for payment of coupons.
• Provide inputs and detail new specifications for the back
office system for improvement of process and workflow.
• Independently handle the day to day operations.
• Liaise with other support members and the business unit.
• Liaise with the other brokers.
• Ensure adherence to regulatory and firm policies and
procedures.
• Preparation of MIS reports.
• Handle Empanelment Documents.
Requirement
• Good understanding of the cash and derivatives market
• Understanding of Statistics and Quantitative methods
• Technologically savvy and systems oriented
• Fair understanding of Accounting & Valuations
• Knowledge of Structured products
• Experience of `RAM' booking system will be an advantage
• Ability to handle the work independently
• Experience 7-9 years in Financial Services Industry
particularly Equity and Debt derivatives operations
• CA / CFA / Post Graduate in Statistics or Mathematics is
preferred
